House of Ocean Dial

Investment Universe – the House of Ocean Dial

The “focus list” or House of Ocean Dial (HOOD), is the investible universe from which companies can be allocated to by the Portfolio Advisors. A company which is not a part of this universe cannot form a part of the portfolio construction process. This is the first step in the journey from focus to conviction and we liken it to asking ourselves the question:

“Would you feel comfortable inviting this person (Company) into your House?”

Companies are selected for the HOOD once approved by the Investment Committee, following a detailed qualitative and quantitative process. This is the starting point for both the team’s idea generation and its risk management. Companies with sound management practices and business models which are likely to create long term shareholder value in a sustainable manner are accepted into the universe. Many companies are pre-screened and may never reach the Investment Committee, whilst others may take several submissions before being accepted, or not. This has resulted in a current universe of approximately 140 companies.

The House of Ocean Dial (HOOD) Series

The HOOD series is a collection of stock notes, podcasts, webinars, portfolio updates and investor trips to India. They are collated in the interests of offering our clients transparency and regular updates on our investment process and portfolio holdings with the added value of ‘feet on the street’. HOODstock, HOODnote, HOODcast, HOODinars, HOODfolio and HOODcamp all fall under the House of Ocean Dial series umbrella.

The Writing Room

We aim to keep our investors up to date with regular written pieces that discuss our portfolios and our views on the opportunity-set whilst using the exercise to clarify our thoughts.

The Listening Room

Beyond 1-on-1 meetings, we host regular webinars to allow investors to question us on our portfolios and views on the broader universe.

The Reading Room

Each month a member of the team reviews a book of their choosing, irrelevant of genre or publishing date.

Terms & Conditions

The following terms and conditions of use apply to your use of the India Capital Growth Fund Limited website (the “Website”). Each time you access the Website you agree to comply with, and be bound by, the terms and conditions of use and acknowledge that We may rely upon your agreement.

The contents of this website have been approved as a financial promotion for issue in the United Kingdom by Ocean Dial Asset Management Limited.

Information on the Website

The information contained within the Website is issued by India Capital Growth Fund Limited (“ICGF”) and is provided for reference purposes only. Nothing on this Website is intended to be construed as an offer, invitation or inducement to engage in investment activity, or investment advice or recommendation, in relation to the shares of ICGF, and should not be relied upon as such. The investments and investment services referred to on this Website may not be suitable for all investors. Prospective investors should take advice from their financial or other professional advisers before making any investment decision.

The information contained within the Website is intended to be used only by persons in the UK. Nothing on the Website is directed at any person outside the UK where the publication or availability of such information is prohibited or restricted and in particular the shares of ICGF may not be offered or sold directly or indirectly in, and nothing on the Website constitutes an offer or solicitation to any person in, the USA, its territories, possessions and protectorates under its jurisdiction.

ICGF is managed by Ocean Dial Asset Management Limited (“ODAM”) (together referred to as “We”). ODAM, of 30 Coleman Street, London, EC2R 5AL, is authorised and regulated in the UK by the Financial Conduct Authority with firm reference number 447424.

Risk factors

You should bear in mind that all investment is subject to risk. In particular, the investment performance of ICGF may go down as well as up and you may not get back all of your original investment. Past performance is not a guarantee of future performance, and indications of past performance displayed on the Website will not necessarily be repeated in the future. Changes in rates of exchange may have an adverse effect on the value, price or income of the investments of ICGF. The foregoing list of risk factors is not complete and reference should be made to the ICGF prospectus.

No investment advice

The information on the Website does not take account of the investment objectives, financial situation and particular needs of any particular person and is not general advice to any class of persons. Before making any investment decision on the basis of the information or otherwise, you should consider, possibly with the assistance of a financial and/or taxation adviser, whether the information is appropriate in light of your particular investment needs, objectives and financial circumstances. If you are in any doubt about the information contained on the Website or if you consider making an investment decision, you are advised to seek expert financial advice.

Accuracy and reliability of the information

Whilst the information displayed on the Website has been given in good faith and every effort has been made to ensure its accuracy, the information may not be complete or accurate for your purposes and We disclaim all representations and warranties, whether express or implied, to the extent permitted by applicable law and regulation. Further, the information displayed may be amended by us at any time and without notice and may become outdated. You should verify any information or other material obtained from the Website before you rely upon it.

Exclusion of liability

Nothing in these terms and conditions excludes, restricts or modifies any condition, warranty or liability which may at any time be implied by statute or any other applicable law where to do so is illegal or would render any provision of an agreement void. Subject to this qualification, all express or implied conditions or warranties, statutory or otherwise, in respect of the information supplied is expressly negated and excluded.

Copyright

Otherwise than as specifically set out herein, the information contained within the Website must in no circumstances be copied, reproduced or redistributed in whole or in part. You may download or print copies of information contained on the Website for your own use only provided that you do not change any copyright, trademark or other proprietary notices. All intellectual and other property information contained in the Website shall continue to be held by us and no rights of any kind shall pass to you.

Operation of the Website

There is no guarantee that the Website or the servers that make the Website available will be uninterrupted or error free, free from infection, viruses or worms or other code which may have contaminating or destructive properties. You are fully responsible for ensuring protective steps are taken such as virus checking.

You should be aware that the internet, being an open network, is not secure. If you choose to send any electronic communications by means of the Website, you do so at your own risk. ICGF cannot guarantee that such communications will not be intercepted or changed or that they will reach the intended recipient safely.

Third party websites

The Website contains links to websites operated by third parties. We are not responsible for and make no representation or warranty as to the accuracy, completeness, timeliness or suitability of such information, and We have not and will not review or update such information and caution you that any use made of such information is at your own risk. Some of the information contained on the Website may, where indicated, have been provided by third parties and may not have been verified by ICGF. We make no representation or warranty as to the accuracy, completeness, timeliness or suitability of such information and hereby exclude any and all liability arising out of the provision of such third party information.

Any third-party advertising, information and referral buttons containing hyperlinks are not recommendations or endorsements by ICGF or ODAM or their respective directors, affiliates or employees. The user is referred to the relevant third party for all relevant information.

Privacy Policy

All personal information provided to ICGF via the Website and other means will be held in accordance with the ICGF Privacy Policy.

Governing law

These terms and conditions of use are governed by the laws of England and Wales and the courts of England and Wales will have exclusive jurisdiction over any disputes arising under them.

Acceptance of terms and conditions of use

By moving on to any other part of the Website you agree that you have read, understood and will be bound by the terms and conditions of use and that you will carefully read the disclaimers and notices appearing at other parts of the Website.

India Capital Growth Fund Limited is an investment company incorporated in Guernsey, and its shares are listed on the Main Market of the London Stock Exchange. India Capital Growth Fund Limited Registered Office: 1 Royal Plaza, Royal Avenue, St Peter Port, GY1 2HL, Guernsey. Copyright India Capital Growth Fund © 2018. All rights reserved.

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